Can I direct trades in my account or restrict certain securities?


Only under certain circumstances. Clients restricted from transacting in certain securities due to employer policy or other relationships may restrict Cable Car from trading those securities in their accounts. For example, Cable Car does not transact in securities of Google (GOOG) for any clients because one of its principals is employed there.

Cable Car otherwise does not allow clients to direct trades; however, it may allow temporary position liquidation for tax purposes upon request on a best-efforts basis. Clients who wish to trade other securities outside of Cable Car’s investment program are encouraged to open a separate brokerage account.

Posted in: Managed accounts